Prosecution Agreements (Sorted by Company)
This library collection contains scanned federal organizational prosecution agreements. It is intended to provide a resource for research concerning federal prosecution of organizations. The Web site was created by Professor Brandon Garrett (bgarrett@virginia.edu) and Jon Ashley (jaa6c@virginia.edu) and will be periodically updated to reflect additional agreements or other developments. We welcome any inquiries or feedback, including questions, corrections or suggestions for additional material to be added to the collection. The agreements, as indicated below, may be displayed by name of entity, jurisdiction or date. Additional information concerning organizational prosecution agreements is in a 2007 Virginia Law Review article. A more detailed version of the list below can be found in this Excel spreadsheet.
Sort by: Company | U.S. Attorney's Office | Date
Company
|
U.S. Attorney's Office
|
Date
|
Type of Agreement
|
| AB Volvo | USDOJ - Criminal Division - Fraud Section | 2008-03 | DP |
| ABT Associates | Massachusetts | 2007-01 | DP |
| Adelphia | New York - Southern District | 2005-04 | NP |
| AEP Energy Services | USDOJ - Criminal Division - Fraud Section | 2005-01 | DP |
| Aetna | Massachusetts | 1993-08 | NP |
| AGA Medical | USDOJ - Criminal Division - Fraud Section | 2008-06 | DP |
| AGCO | USDOJ - Criminal Division - Fraud Section | 2009-09 | DP |
| AIG | USDOJ - Criminal Division - Fraud Section Pennsylvania - Western District |
2004-11 | DP |
| Akzo Nobel | USDOJ - Criminal Division - Fraud Section | 2007-12 | NP |
| Alabama Contract Sales | Alabama - Northern District | 2007-04 | DP |
| American Express Int’l Bank | USDOJ - Criminal Division - Asset Forfeiture and Money Laundering Section |
2007-08 | DP |
| American Italian Pasta | Missouri - Western District | 2008-09 | NP |
| AmSouth Bancorp | Mississippi - Southern District | 2004-10 | DP |
| AOL | USDOJ - Criminal Division Virginia - Eastern District |
2004-12 | DP |
| Appalachian Oil | Virginia - Western District | 2007-01 | DP |
| Armour of America | California - Central District | 1993-12 | DP |
| Arthur Anderson | Connecticut | 1996-04 | DP |
| Aurora Foods | New York - Southern District | 2001-01 | NP |
| Baker Hughes | USDOJ - Criminal Section - Fraud Section | 2007-04 | DP |
| Banco Popular de Puerto Rico | Puerto Rico | 2003-01 | DP |
| Bank of New York | New York - Southern District New York - Eastern District |
2005-11 | NP |
| BankAtlantic | USDOJ - Criminal Division | 2006-04 | DP |
| BAWAG P.S.K. | New York - Southern District | 2006-06 | NP |
| BDO Seidman | Illinois - Southern District USDOJ - Criminal Division |
2002-12 | DP |
| Beazer Homes | North Carolina - Western District | 2009-07 | DP |
| Biomet | New Jersey | 2007-09 | DP |
| Biovail Pharmaceuticals | Massachusetts | 2008-05 | NP |
| Blue Cross Blue Shield of Rhode Island | Rhode Island USDOJ - Criminal Division - Public Integrity Section |
2007-12 | NP |
| Boeing | California - Central District Virginia - Eastern District |
2006-06 | NP |
| Bristol-Meyers | New Jersey | 2005-06 | DP |
| British Petroleum (BP) | USDOJ - Criminal Division - Fraud Section | 2007-10 | DP |
| Canadian Imperial Bank | USDOJ - Enron Task Force | 2003-12 | DP |
| Chevron | New York - Southern District | 2007-11 | NP |
| Collins & Aikman Corp. | New York - Southern District | 2007-03 | NP |
| Computer Associates | New York - Eastern District | 2004-09 | DP |
| Coopers & Lybrand | 1996-09 | NP |
|
| Credit Lyonnais | California - Central District | 1999-06 | NP |
| DePuy Orthopaedics | New Jersey | 2007-09 | DP |
| Doyon Drilling | Alaska USDOJ - Environmental Crimes Section |
1998-04 | DP |
| Edward D. Jones | Missouri - Eastern District | 2004-12 | DP |
| El Paso | New York - Southern District | 2007-02 | NP |
| Electronic Clearing House | New York - Southern District | 2007-03 | NP |
| Endocare | California - Central District | 2006-07 | NP |
| English Construction Co. | Virginia - Western District | 2007-03 | DP |
| ESI Entertainment Systems | New York - Southern District | 2008-06 | DP |
| Express Scripts Inc. | Massachusetts | 2007-09 | NP |
| Faro Technologies | USDOJ - Criminal Division | 2008-06 | NP |
| Fiat | USDOJ - Criminal Division - Fraud Section | 2008-12 | NP |
| Fisher Sand & Gravel | USDOJ - Tax Division | 2009-04 | DP |
| Fine Host | New York - Southern District | 2008-11 | NP |
| FirstEnergy Nuclear Operating Co. | Ohio - Northern District USDOJ - Environment and Natural Resources Division - Environmental Crimes Section |
2006-01 | DP |
| Flowserve | USDOJ - Criminal Division - Fraud Section | 2008-02 | DP |
| Friedman's Inc. | New York - Eastern District | 2005-11 | NP |
| Halliburton | USDOJ - Criminal Division - Fraud Section | 2009-02 | NP |
| HVB | New York - Southern District | 2006-02 | DP |
| HealthSouth | Alabama - Northern District USDOJ - Criminal Division - Fraud Section |
2006-05 | NP |
| Helmerich & Payne | USDOJ - Criminal Division - Fraud Section | 2009-07 | NP |
| Hitachi Corp. | USDOJ - Antitrust Division | 2006-01 | NP |
| Holy Spirit Association | California - Northern District not available - sealed by agreement between parties |
2007-02 | NP |
| IFCO Systems | New York - Northern District | 2008-12 | NP |
| Ingersoll Rand | USDOJ - Criminal Division - Fraud Section | 2007-10 | DP |
| InterMune | California - Northern District | 2006-10 | DP |
| InVision | USDOJ - Criminal Division - Fraud Section | 2004-12 | NP |
| ITT Corp. | Virginia - Western District USDOJ - Assistant Attorney General, National Security Division |
2007-03 | DP |
| Jackson Country Club | Mississippi - Southern District | 2008-02 | DP |
| Jazz Pharmaceuticals | New York - Eastern District | 2007-07 | NP |
| JB Oxford Holdings | California - Central | 2000-02 | NP |
| Jenkins Gilchrist | New York - Southern District | 2007-03 | NP |
| John Hancock Mutual Life | Massachusetts | 1994-03 | NP |
| KPMG | New York - Southern District | 2005-08 | DP |
| Lawson Products | Illinois - Northern District | 2008-08 | DP |
| Lazard Freres | Massachusetts | 1996-10 | NP |
| Lloyds TSB Bank | USDOJ – Criminal Division - Asset Forfeiture and Money Laundering Section | 2009-01 | DP |
| Lucent Technologies | USDOJ - Criminal Division - Fraud Section | 2007-11 | NP |
| Maximus | District of Columbia | 2007-07 | DP |
| MCI | New York - Southern District | 2005-08 | NP |
| Mellon Bank | Pennsylvania - Western District | 2006-08 | NP |
| Merrill Lynch | USDOJ - Enron Task Force | 2003-09 | NP |
| Micrus | USDOJ - Criminal Division - Fraud Section | 2005-02 | DP |
| Milberg | California - Central District | 2008-06 | NP |
| Mirant Energy Trading | USDOJ - Criminal Division - Fraud Section California - Northern District |
2007-07 | DP |
| Monsanto | USDOJ - Criminal Division - Fraud Section | 2005-01 | DP |
| MRA Holdings | Florida - Northern District | 2006-09 | DP |
| NEC | USDOJ - Antitrust Division | 2006-01 | NP |
| NETeller PLC | New York - Southern District | 2007-07 | DP |
| NetVersant | Georgia - Northern District USDOJ - Antitrust Division |
2007-03 | NP |
| NeuroMetrix | Massachusetts | 2009-01 | DP |
| Newsday and Hoy | New York - Eastern District | 2007-12 | NP |
| New York Racing Association | New York - Eastern District | 2003-12 | DP |
| Novo Nordisk | USDOJ - Criminal Division - Fraud Section | 2009-05 | DP |
| Omega Advisors | USDOJ - Criminal Division - Fraud Section New York - Southern District |
2007-06 | NP |
| Operations Management | Connecticut | 2006-01 | DP |
| Paradigm B.V. | USDOJ - Criminal Division - Fraud Section | 2007-09 | NP |
| PartyGaming | New York - Southern District | 2009-04 | NP |
| Penn Traffic | New York - Northern District | 2008-10 | NP |
| Pfizer | Massachusetts | 2007-03 | NP |
| Pharmacia & Upjohn | Massachusetts | 2007-03 | DP |
| PNC ICLC | USDOJ - Criminal Division - Fraud Section | 2003-06 | DP |
| Prudential | New York - Southern District | 1994-10 | DP |
| Purdue Pharma | Virginia - Western District | 2007-05 | NP |
| Quest Diagnostics | New York - Eastern District USDOJ - Civil Division |
2009-04 | NP |
| Republic Services | Texas - Southern District | 2008-10 | NP |
| Reliant Energy Services | California - Northern District | 2007-03 | DP |
| Roger Williams Medical Center | Rhode Island | 2006-01 | DP |
| Royal Ahold | New York - Southern District | 2006-09 | NP |
| Salomon Brothers | 1992-05 | NP |
|
| Schnitzer Steel | USDOJ - Criminal Division - Fraud Section | 2006-10 | DP |
| Sears | USDOJ - Criminal Division | 2001-12 | DP |
| Sequa | 1993-06 | NP |
|
| Sigue | USDOJ - Criminal Division | 2008-01 | DP |
| Smith & Nephew PLC | New Jersey | 2007-09 | DP |
| Statoil | USDOJ - Criminal Division - Fraud Section New York - Southern District |
2006-10 | DP |
| Stryker Orthopedics | New Jersey | 2005-10 | NP |
| Symbol Technologies | New York - Eastern District | 2004-06 | NP |
| Textron | USDOJ - Criminal Division - Fraud Section | 2007-08 | NP |
| Tommy Hilfiger | New York - Southern District | 2005-08 | NP |
| TriCare-Orthoscript | USDOJ | 2005-06 | NP |
| UBS | USDOJ - Tax Division Florida - Southern District |
2009-02 | DP |
| Union Bank of California | USDOJ - Criminal Divison - Fraud Section | 2007-09 | DP |
| United Bank for Africa | New York - Southern District | 2007-07 | NP |
| University Medicine and Dentistry of New Jersey | New Jersey | 2005-12 | DP |
| Vetco | USDOJ - Criminal Division - Fraud Section | 2007-02 | DP |
| WellCare Health Plans | Florida - Middle District | 2009-05 | DP |
| WesternGeco | Texas - Southern District | 2006-06 | DP |
| Westinghouse Air Brake Technologies Corp. | USDOJ - Criminal Division - Fraud Section | 2008-02 | NP |
| Whitehall Jewellers | New York - Eastern District | 2004-09 | NP |
| Willbros | USDOJ - Criminal Division - Fraud Section | 2008-05 | DP |
| Williams Power Co. | California - Northern District | 2006-02 | DP |
| York International Corp. | USDOJ - Criminal Division - Fraud Section | 2007-10 | DP |
| Zimmer Holdings Inc. | New Jersey | 2007-09 | DP |
