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Prosecution Agreements (Sorted by Date)

This library collection contains scanned federal organizational prosecution agreements. It is intended to provide a resource for research concerning federal prosecution of organizations. The Web site was created by Professor Brandon Garrett (bgarrett@virginia.edu) and Jon Ashley (jaa6c@virginia.edu) and will be periodically updated to reflect additional agreements or other developments. We welcome any inquiries or feedback, including questions, corrections or suggestions for additional material to be added to the collection. The agreements, as indicated below, may be displayed by name of entity, jurisdiction or date. Additional information concerning organizational prosecution agreements is in a 2007 Virginia Law Review article. A more detailed version of the list below can be found in this Excel spreadsheet.

Sort by: Company | U.S. Attorney's Office | Date

Company
U.S. Attorney's Office
Date
Type of Agreement
AGCO USDOJ - Criminal Division - Fraud Section 2009-09
DP
Beazer Homes North Carolina - Western District 2009-07
DP
Helmerich & Payne USDOJ - Criminal Division - Fraud Section 2009-07
NP
Novo Nordisk USDOJ - Criminal Division - Fraud Section 2009-05
DP
WellCare Health Plans Florida - Middle District 2009-05

DP
Fisher Sand & Gravel USDOJ - Tax Division 2009-04
DP
PartyGaming New York - Southern District 2009-04
NP
Quest Diagnostics New York - Eastern District
USDOJ - Civil Division
2009-04
NP
Halliburton USDOJ - Criminal Division - Fraud Section 2009-02
NP
UBS USDOJ - Tax Division
Florida - Southern District
2009-02
DP
Lloyds TSB Bank USDOJ – Criminal Division
Asset Forfeiture and Money Laundering Section
2009-01
DP
NeuroMetrix Massachusetts 2009-01
DP
Fiat USDOJ - Criminal Division - Fraud Section 2008-12
NP
IFCO Systems New York - Northern District 2008-12
NP
Fine Host New York - Southern District 2008-11
NP
Penn Traffic New York - Northern District 2008-10
NP
Republic Services Texas - Southern District 2008-10
NP
American Italian Pasta Missouri - Western District 2008-09
NP
Lawson Products Illinois - Northern District 2008-08
DP
AGA Medical USDOJ - Criminal Division - Fraud Section 2008-06
DP
ESI Entertainment Systems New York - Southern District 2008-06
DP
Faro Technologies USDOJ - Criminal Division 2008-06
NP
Milberg California - Central District 2008-06
NP
Biovail Pharmaceuticals Massachusetts 2008-05
NP
Willbros USDOJ - Criminal Division - Fraud Section 2008-05
DP
AB Volvo USDOJ - Criminal Division - Fraud Section 2008-03
DP
Flowserve USDOJ - Criminal Division - Fraud Section 2008-02
DP
Jackson Country Club Mississippi - Southern District 2008-02
DP
Westinghouse Air Brake Technologies Corp. USDOJ - Criminal Division - Fraud Section 2008-02
NP
Sigue USDOJ - Criminal Division 2008-01
DP
Akzo Nobel

USDOJ - Criminal Division - Fraud Section 2007-12
NP
Blue Cross Blue Shield of Rhode Island Rhode Island
USDOJ - Criminal Division - Public Integrity Section
2007-12
NP
Newsday and Hoy New York - Eastern District 2007-12
NP
Chevron New York - Southern District 2007-11
NP
Lucent Technologies, Inc. USDOJ - Criminal Division - Fraud Section 2007-11
NP
British Petroleum (BP) USDOJ - Criminal Division - Fraud Section 2007-10
DP
Ingersoll Rand USDOJ - Criminal Division - Fraud Section 2007-10
DP
York International Corp. USDOJ - Criminal Division - Fraud Section 2007-10
DP
Biomet New Jersey 2007-09
DP
DePuy Orthopaedics New Jersey 2007-09
DP
Express Scripts Inc. Massachusetts 2007-09
NP
Paradigm B.V. USDOJ - Criminal Division - Fraud Section 2007-09
NP
Smith & Nephew PLC New Jersey 2007-09
DP
Union Bank of California USDOJ - Criminal Divison - Fraud Section 2007-09
DP
Zimmer Holdings Inc. New Jersey 2007-09
DP
American Express Int’l Bank

USDOJ - Criminal Division -
Asset Forfeiture and Money Laundering Section
2007-08
DP
Textron USDOJ - Criminal Division - Fraud Section 2007-08
NP
Jazz Pharmaceuticals New York - Eastern District 2007-07
NP
Maximus District of Columbia 2007-07
DP
Mirant Energy Trading USDOJ - Criminal Division - Fraud Section
California - Northern District
2007-07
DP
NETeller PLC New York - Southern District 2007-07
DP
United Bank for Africa New York - Southern District 2007-07
NP
Omega Advisors USDOJ - Criminal Division - Fraud Section
New York - Southern District
2007-06
NP
Purdue Pharma Virginia - Western District 2007-05
NP
Alabama Contract Sales

Alabama - Northern District 2007-04
DP
Baker Hughes USDOJ - Criminal Section - Fraud Section 2007-04
DP
Collins & Aikman Corp. New York - Southern District 2007-03
NP
NetVersant Georgia - Northern District
USDOJ - Antitrust Division
2007-03
NP
Electronic Clearing House New York - Southern District 2007-03
NP
English Construction Co. Virginia - Western District 2007-03
DP
ITT Corp. Virginia - Western District
USDOJ - Assistant Attorney General, National Security Division
2007-03
DP
Jenkins Gilchrist New York - Southern District 2007-03
NP
Pfizer Massachusetts 2007-03
NP
Pharmacia & Upjohn Massachusetts 2007-03
DP
Reliant Energy Services California - Northern District 2007-03
DP
El Paso New York - Southern District 2007-02
NP
Holy Spirit Association California - Northern District
not available - sealed by agreement between parties
2007-02
NP
Vetco USDOJ - Criminal Division - Fraud Section 2007-02
DP
Appalachian Oil Virginia - Western District 2007-01
DP
ABT Associates Massachusetts 2007-01
DP
InterMune California - Northern District 2006-10
DP
Schnitzer Steel USDOJ - Criminal Division - Fraud Section 2006-10
DP
Statoil USDOJ - Criminal Division - Fraud Section
New York - Southern District
2006-10
DP
MRA Holdings Florida - Northern District 2006-09
DP
Royal Ahold New York - Southern District 2006-09
NP
Mellon Bank Pennsylvania - Western District 2006-08
NP
Endocare California - Central District 2006-07
NP
BAWAG P.S.K. New York - Southern District 2006-06
NP
Boeing California - Central District
Virginia - Eastern District
2006-06
NP
WesternGeco Texas - Southern District 2006-06
DP
HealthSouth Alabama - Northern District
USDOJ - Criminal Division - Fraud Section
2006-05
NP
BankAtlantic USDOJ - Criminal Division 2006-04
DP
HVB New York - Southern District 2006-02
DP
Williams Power Co. California - Northern District 2006-02
DP
FirstEnergy Nuclear Operating Co. Ohio - Northern District
USDOJ - Environment and Natural Resources Division -
Environmental Crimes Section
2006-01
DP
Hitachi Corp. USDOJ - Antitrust Division 2006-01
NP
NEC USDOJ - Antitrust Division 2006-01
NP
Operations Management Connecticut 2006-01
DP
Roger Williams Medical Center Rhode Island 2006-01
DP
University Medicine and Dentistry of New Jersey New Jersey 2005-12
DP
Bank of New York New York - Southern District
New York - Eastern District
2005-11
NP
Friedman's Inc. New York - Eastern District 2005-11
NP
Stryker Orthopedics New Jersey 2005-10
NP
KPMG New York - Southern District 2005-08
DP
MCI New York - Southern District 2005-08
NP
Tommy Hilfiger New York - Southern District 2005-08
NP
Bristol-Meyers New Jersey 2005-06
DP
TriCare-Orthoscript USDOJ 2005-06
NP
Adelphia New York - Southern District 2005-04
NP
Micrus USDOJ - Criminal Division - Fraud Section 2005-02
DP
AEP Energy Services USDOJ - Criminal Division - Fraud Section 2005-01
DP
Monsanto USDOJ - Criminal Division - Fraud Section 2005-01
DP
AOL USDOJ - Criminal Division
Virginia - Eastern District
2004-12
DP
Edward D. Jones Missouri - Eastern District 2004-12
DP
InVision USDOJ - Criminal Division - Fraud Section 2004-12
NP
AIG USDOJ - Criminal Division - Fraud Section
Pennsylvania - Western District
2004-11
DP
AmSouth Bancorp Mississippi - Southern District 2004-10
DP
Computer Associates New York - Eastern District 2004-09
DP
Whitehall Jewellers New York - Eastern District 2004-09
NP
Symbol Technologies New York - Eastern District 2004-06
NP
Canadian Imperial Bank USDOJ - Enron Task Force 2003-12
DP
NY Racing Association New York - Eastern District 2003-12
DP
Merrill Lynch USDOJ - Enron Task Force 2003-09
NP
PNC ICLC USDOJ - Criminal Division - Fraud Section 2003-06
DP
Banco Popular de Puerto Rico Puerto Rico 2003-01
DP
BDO Seidman Illinois - Southern District
USDOJ - Criminal Division
2002-12
DP
Sears USDOJ - Criminal Division 2001-12
DP
Aurora Foods New York - Southern District 2001-01
NP
JB Oxford Holdings California - Central 2000-02
NP
Credit Lyonnais California - Central District 1999-06
NP
Doyon Drilling Alaska
USDOJ - Environmental Crimes Section
1998-04
DP
Lazard Freres Massachusetts 1996-10
NP
Coopers & Lybrand 1996-09
NP
Arthur Anderson Connecticut 1996-04
DP
Merrill Lynch Massachusetts 1995-10
NP
Prudential New York - Southern District 1994-10
DP
John Hancock Mutual Life Massachusetts 1994-03
NP
Armour of America California - Central District 1993-12
DP
Aetna Massachusetts 1993-08
NP
Sequa 1993-06
NP
Salomon Brothers 1992-05
NP