Prosecution Agreements (Sorted by Date)
This library collection contains scanned federal organizational prosecution agreements. It is intended to provide a resource for research concerning federal prosecution of organizations. The Web site was created by Professor Brandon Garrett (bgarrett@virginia.edu) and Jon Ashley (jaa6c@virginia.edu) and will be periodically updated to reflect additional agreements or other developments. We welcome any inquiries or feedback, including questions, corrections or suggestions for additional material to be added to the collection. The agreements, as indicated below, may be displayed by name of entity, jurisdiction or date. Additional information concerning organizational prosecution agreements is in a 2007 Virginia Law Review article. A more detailed version of the list below can be found in this Excel spreadsheet.
Sort by: Company | U.S. Attorney's Office | Date
Company
|
U.S. Attorney's Office
|
Date
|
Type of Agreement
|
| AGCO | USDOJ - Criminal Division - Fraud Section | 2009-09 | DP |
| Beazer Homes | North Carolina - Western District | 2009-07 | DP |
| Helmerich & Payne | USDOJ - Criminal Division - Fraud Section | 2009-07 | NP |
| Novo Nordisk | USDOJ - Criminal Division - Fraud Section | 2009-05 | DP |
| WellCare Health Plans | Florida - Middle District | 2009-05 | DP |
| Fisher Sand & Gravel | USDOJ - Tax Division | 2009-04 | DP |
| PartyGaming | New York - Southern District | 2009-04 | NP |
| Quest Diagnostics | New York - Eastern District USDOJ - Civil Division |
2009-04 | NP |
| Halliburton | USDOJ - Criminal Division - Fraud Section | 2009-02 | NP |
| UBS | USDOJ - Tax Division Florida - Southern District |
2009-02 | DP |
| Lloyds TSB Bank | USDOJ – Criminal Division Asset Forfeiture and Money Laundering Section |
2009-01 | DP |
| NeuroMetrix | Massachusetts | 2009-01 | DP |
| Fiat | USDOJ - Criminal Division - Fraud Section | 2008-12 | NP |
| IFCO Systems | New York - Northern District | 2008-12 | NP |
| Fine Host | New York - Southern District | 2008-11 | NP |
| Penn Traffic | New York - Northern District | 2008-10 | NP |
| Republic Services | Texas - Southern District | 2008-10 | NP |
| American Italian Pasta | Missouri - Western District | 2008-09 | NP |
| Lawson Products | Illinois - Northern District | 2008-08 | DP |
| AGA Medical | USDOJ - Criminal Division - Fraud Section | 2008-06 | DP |
| ESI Entertainment Systems | New York - Southern District | 2008-06 | DP |
| Faro Technologies | USDOJ - Criminal Division | 2008-06 | NP |
| Milberg | California - Central District | 2008-06 | NP |
| Biovail Pharmaceuticals | Massachusetts | 2008-05 | NP |
| Willbros | USDOJ - Criminal Division - Fraud Section | 2008-05 | DP |
| AB Volvo | USDOJ - Criminal Division - Fraud Section | 2008-03 | DP |
| Flowserve | USDOJ - Criminal Division - Fraud Section | 2008-02 | DP |
| Jackson Country Club | Mississippi - Southern District | 2008-02 | DP |
| Westinghouse Air Brake Technologies Corp. | USDOJ - Criminal Division - Fraud Section | 2008-02 | NP |
| Sigue | USDOJ - Criminal Division | 2008-01 | DP |
| Akzo Nobel | USDOJ - Criminal Division - Fraud Section | 2007-12 | NP |
| Blue Cross Blue Shield of Rhode Island | Rhode Island USDOJ - Criminal Division - Public Integrity Section |
2007-12 | NP |
| Newsday and Hoy | New York - Eastern District | 2007-12 | NP |
| Chevron | New York - Southern District | 2007-11 | NP |
| Lucent Technologies, Inc. | USDOJ - Criminal Division - Fraud Section | 2007-11 | NP |
| British Petroleum (BP) | USDOJ - Criminal Division - Fraud Section | 2007-10 | DP |
| Ingersoll Rand | USDOJ - Criminal Division - Fraud Section | 2007-10 | DP |
| York International Corp. | USDOJ - Criminal Division - Fraud Section | 2007-10 | DP |
| Biomet | New Jersey | 2007-09 | DP |
| DePuy Orthopaedics | New Jersey | 2007-09 | DP |
| Express Scripts Inc. | Massachusetts | 2007-09 | NP |
| Paradigm B.V. | USDOJ - Criminal Division - Fraud Section | 2007-09 | NP |
| Smith & Nephew PLC | New Jersey | 2007-09 | DP |
| Union Bank of California | USDOJ - Criminal Divison - Fraud Section | 2007-09 | DP |
| Zimmer Holdings Inc. | New Jersey | 2007-09 | DP |
| American Express Int’l Bank | USDOJ - Criminal Division - Asset Forfeiture and Money Laundering Section |
2007-08 | DP |
| Textron | USDOJ - Criminal Division - Fraud Section | 2007-08 | NP |
| Jazz Pharmaceuticals | New York - Eastern District | 2007-07 | NP |
| Maximus | District of Columbia | 2007-07 | DP |
| Mirant Energy Trading | USDOJ - Criminal Division - Fraud Section California - Northern District |
2007-07 | DP |
| NETeller PLC | New York - Southern District | 2007-07 | DP |
| United Bank for Africa | New York - Southern District | 2007-07 | NP |
| Omega Advisors | USDOJ - Criminal Division - Fraud Section New York - Southern District |
2007-06 | NP |
| Purdue Pharma | Virginia - Western District | 2007-05 | NP |
| Alabama Contract Sales | Alabama - Northern District | 2007-04 | DP |
| Baker Hughes | USDOJ - Criminal Section - Fraud Section | 2007-04 | DP |
| Collins & Aikman Corp. | New York - Southern District | 2007-03 | NP |
| NetVersant | Georgia - Northern District USDOJ - Antitrust Division |
2007-03 | NP |
| Electronic Clearing House | New York - Southern District | 2007-03 | NP |
| English Construction Co. | Virginia - Western District | 2007-03 | DP |
| ITT Corp. | Virginia - Western District USDOJ - Assistant Attorney General, National Security Division |
2007-03 | DP |
| Jenkins Gilchrist | New York - Southern District | 2007-03 | NP |
| Pfizer | Massachusetts | 2007-03 | NP |
| Pharmacia & Upjohn | Massachusetts | 2007-03 | DP |
| Reliant Energy Services | California - Northern District | 2007-03 | DP |
| El Paso | New York - Southern District | 2007-02 | NP |
| Holy Spirit Association | California - Northern District not available - sealed by agreement between parties |
2007-02 | NP |
| Vetco | USDOJ - Criminal Division - Fraud Section | 2007-02 | DP |
| Appalachian Oil | Virginia - Western District | 2007-01 | DP |
| ABT Associates | Massachusetts | 2007-01 | DP |
| InterMune | California - Northern District | 2006-10 | DP |
| Schnitzer Steel | USDOJ - Criminal Division - Fraud Section | 2006-10 | DP |
| Statoil | USDOJ - Criminal Division - Fraud Section New York - Southern District |
2006-10 | DP |
| MRA Holdings | Florida - Northern District | 2006-09 | DP |
| Royal Ahold | New York - Southern District | 2006-09 | NP |
| Mellon Bank | Pennsylvania - Western District | 2006-08 | NP |
| Endocare | California - Central District | 2006-07 | NP |
| BAWAG P.S.K. | New York - Southern District | 2006-06 | NP |
| Boeing | California - Central District Virginia - Eastern District |
2006-06 | NP |
| WesternGeco | Texas - Southern District | 2006-06 | DP |
| HealthSouth | Alabama - Northern District USDOJ - Criminal Division - Fraud Section |
2006-05 | NP |
| BankAtlantic | USDOJ - Criminal Division | 2006-04 | DP |
| HVB | New York - Southern District | 2006-02 | DP |
| Williams Power Co. | California - Northern District | 2006-02 | DP |
| FirstEnergy Nuclear Operating Co. | Ohio - Northern District USDOJ - Environment and Natural Resources Division - Environmental Crimes Section |
2006-01 | DP |
| Hitachi Corp. | USDOJ - Antitrust Division | 2006-01 | NP |
| NEC | USDOJ - Antitrust Division | 2006-01 | NP |
| Operations Management | Connecticut | 2006-01 | DP |
| Roger Williams Medical Center | Rhode Island | 2006-01 | DP |
| University Medicine and Dentistry of New Jersey | New Jersey | 2005-12 | DP |
| Bank of New York | New York - Southern District New York - Eastern District |
2005-11 | NP |
| Friedman's Inc. | New York - Eastern District | 2005-11 | NP |
| Stryker Orthopedics | New Jersey | 2005-10 | NP |
| KPMG | New York - Southern District | 2005-08 | DP |
| MCI | New York - Southern District | 2005-08 | NP |
| Tommy Hilfiger | New York - Southern District | 2005-08 | NP |
| Bristol-Meyers | New Jersey | 2005-06 | DP |
| TriCare-Orthoscript | USDOJ | 2005-06 | NP |
| Adelphia | New York - Southern District | 2005-04 | NP |
| Micrus | USDOJ - Criminal Division - Fraud Section | 2005-02 | DP |
| AEP Energy Services | USDOJ - Criminal Division - Fraud Section | 2005-01 | DP |
| Monsanto | USDOJ - Criminal Division - Fraud Section | 2005-01 | DP |
| AOL | USDOJ - Criminal Division Virginia - Eastern District |
2004-12 | DP |
| Edward D. Jones | Missouri - Eastern District | 2004-12 | DP |
| InVision | USDOJ - Criminal Division - Fraud Section | 2004-12 | NP |
| AIG | USDOJ - Criminal Division - Fraud Section Pennsylvania - Western District |
2004-11 | DP |
| AmSouth Bancorp | Mississippi - Southern District | 2004-10 | DP |
| Computer Associates | New York - Eastern District | 2004-09 | DP |
| Whitehall Jewellers | New York - Eastern District | 2004-09 | NP |
| Symbol Technologies | New York - Eastern District | 2004-06 | NP |
| Canadian Imperial Bank | USDOJ - Enron Task Force | 2003-12 | DP |
| NY Racing Association | New York - Eastern District | 2003-12 | DP |
| Merrill Lynch | USDOJ - Enron Task Force | 2003-09 | NP |
| PNC ICLC | USDOJ - Criminal Division - Fraud Section | 2003-06 | DP |
| Banco Popular de Puerto Rico | Puerto Rico | 2003-01 | DP |
| BDO Seidman | Illinois - Southern District USDOJ - Criminal Division |
2002-12 | DP |
| Sears | USDOJ - Criminal Division | 2001-12 | DP |
| Aurora Foods | New York - Southern District | 2001-01 | NP |
| JB Oxford Holdings | California - Central | 2000-02 | NP |
| Credit Lyonnais | California - Central District | 1999-06 | NP |
| Doyon Drilling | Alaska USDOJ - Environmental Crimes Section |
1998-04 | DP |
| Lazard Freres | Massachusetts | 1996-10 | NP |
| Coopers & Lybrand | 1996-09 | NP |
|
| Arthur Anderson | Connecticut | 1996-04 | DP |
| Merrill Lynch | Massachusetts | 1995-10 | NP |
| Prudential | New York - Southern District | 1994-10 | DP |
| John Hancock Mutual Life | Massachusetts | 1994-03 | NP |
| Armour of America | California - Central District | 1993-12 | DP |
| Aetna | Massachusetts | 1993-08 | NP |
| Sequa | 1993-06 | NP |
|
| Salomon Brothers | 1992-05 | NP |
