AboutAcademicsAdmissionsStudentsFacultyLibraryAlumni & GivingPublic ServiceCareer ServicesNews

Prosecution Agreements (Sorted by U.S. Attorney's Office)

This library collection contains scanned federal organizational prosecution agreements. It is intended to provide a resource for research concerning federal prosecution of organizations. The Web site was created by Professor Brandon Garrett (bgarrett@virginia.edu) and Jon Ashley (jaa6c@virginia.edu) and will be periodically updated to reflect additional agreements or other developments. We welcome any inquiries or feedback, including questions, corrections or suggestions for additional material to be added to the collection. The agreements, as indicated below, may be displayed by name of entity, jurisdiction or date. Additional information concerning organizational prosecution agreements is in a 2007 Virginia Law Review article. A more detailed version of the list below can be found in this Excel spreadsheet.

Sort by: Company | U.S. Attorney's Office | Date

Company
U.S. Attorney's Office
Date
Type of Agreement
Alabama Contract Sales Alabama - Northern District 2007-04
DP
HealthSouth Alabama - Northern District 2006-05
NP
Armour of America California - Central District 1993-12
DP
Boeing California - Central District 2006-06
NP
Credit Lyonnais California - Central District 1999-06
NP
Endocare California - Central District 2006-07
NP
JB Oxford Holdings California - Central 2000-02
NP
Milberg California - Central District 2008-06
NP
Holy Spirit Association California - Northern District
not available - sealed by agreement between parties
2007-02
NP
InterMune California - Northern District 2006-10
DP
Mirant Energy Trading California - Northern District 2007-07
DP
Reliant Energy Services California - Northern District 2007-03
DP
Williams Power Co. California - Northern District 2006-02
DP
Arthur Anderson Connecticut 1996-04
DP
Operations Management Connecticut 2006-01
DP
Maximus District of Columbia 2007-07
DP
WellCare Health Plans Florida - Middle District 2009-05
DP
MRA Holdings Florida - Northern District 2006-09
DP
NetVersant Georgia - Northern District 2007-03
NP
Lawson Products Illinois - Northern District 2008-08
DP
BDO Seidman Illinois - Southern District 2002-12
DP
ABT Associates Massachusetts 2007-01
DP
Aetna Massachusetts 1993-08
NP
Biovail Pharmaceuticals Massachusetts 2008-05
NP
Express Scripts Inc. Massachusetts 2007-09
NP
John Hancock Mutual Life Massachusetts 1994-03
NP
Lazard Freres Massachusetts 1996-10
NP
Pfizer Massachusetts 2007-03
NP
NeuroMetrix Massachusetts 2009-01
DP
Pharmacia & Upjohn Massachusetts 2007-03
DP
AmSouth Bancorp Mississippi - Southern District 2004-10
DP
Jackson Country Club Mississippi - Southern District 2008-02
DP
Edward D. Jones Missouri - Eastern District 2004-12
DP
American Italian Pasta Missouri - Western District 2008-09
NP
Biomet New Jersey 2007-09
DP
Bristol-Meyers New Jersey 2005-06
DP
DePuy Orthopaedics New Jersey 2007-09
DP
Smith & Nephew PLC New Jersey 2007-09
DP
Stryker Orthopedics New Jersey 2005-10
NP
University Medicine and Dentistry of New Jersey New Jersey 2005-12
DP
Zimmer Holdings Inc. New Jersey 2007-09
DP
Bank of New York New York - Eastern District 2005-11
NP
Computer Associates New York - Eastern District 2004-09
DP
Friedman's Inc. New York - Eastern District 2005-11
NP
Jazz Pharmaceuticals New York - Eastern District 2007-07
NP
Newsday and Hoy New York - Eastern District 2007-12
NP
NY Racing Association New York - Eastern District 2003-12
DP
Quest Diagnostics New York - Eastern District 2009-04
NP
Symbol Technologies New York - Eastern District 2004-06
NP
Whitehall Jewellers New York - Eastern District 2004-09
NP
IFCO Systems New York - Northern District 2008-12
NP
Penn Traffic New York - Northern District 2008-10
NP
Adelphia New York - Southern District 2005-04
NP
Aurora Foods New York - Southern District 2001-01
NP
Bank of New York New York - Southern District 2005-11
NP
BAWAG P.S.K. New York - Southern District 2006-06
NP
Chevron New York - Southern District 2007-11
NP
Collins & Aikman Corp. New York - Southern District 2007-03
NP
El Paso New York - Southern District 2007-02
NP
Electronic Clearing House New York - Southern District 2007-03
NP
ESI Entertainment Systems New York - Southern District 2008-06
DP
Fine Host New York - Southern District 2008-11
NP
HVB New York - Southern District 2006-02
DP
Jenkins Gilchrist New York - Southern District 2007-03
NP
KPMG New York - Southern District 2005-08
DP
MCI New York - Southern District 2005-08
NP
Omega Advisors New York - Southern District 2007-06
NP
NETeller PLC New York - Southern District 2007-07
DP
PartyGaming New York - Southern District 2009-04
NP
Prudential New York - Southern District 1994-10
DP
Royal Ahold New York - Southern District 2006-09
NP
Statoil New York - Southern District 2006-10
DP
Tommy Hilfiger New York - Southern District 2005-08
NP
United Bank for Africa New York - Southern District 2007-07
NP
Beazer Homes North Carolina - Western District 2009-07
DP
Fisher Sand & Gravel North Dakota
USDOJ - Tax Division
2009-04
DP
FirstEnergy Nuclear Operating Co. Ohio - Northern District
2006-01
DP
AIG Pennsylvania - Western District 2004-11
DP
Mellon Bank Pennsylvania - Western District 2006-08
NP
Banco Popular de Puerto Rico Puerto Rico 2003-01
DP
Blue Cross Blue Shield of Rhode Island Rhode Island 2007-12
NP
Roger Williams Medical Center Rhode Island 2006-01
DP
Republic Services Texas - Southern District 2008-10
NP
WesternGeco Texas - Southern District 2006-06
DP
AOL Virginia - Eastern District 2004-12
DP
Boeing Virginia - Eastern District 2006-06
NP
Appalachian Oil Virginia - Western District 2007-01
DP
English Construction Co. Virginia - Western District 2007-03
DP
ITT Corp. Virginia - Western District 2007-03
DP
Purdue Pharma Virginia - Western District 2007-05
NP
E-rate Southeast USDOJ - Antitrust Division 2007-03
NP
Hitachi Corp. USDOJ - Antitrust Division 2006-01
NP
NEC USDOJ - Antitrust Division 2006-01
NP
ITT Corp. USDOJ - Assistant Attorney General, National Security Division 2007-03
DP
Quest Diagnostics USDOJ - Civil Division 2009-04
NP
American Express Int’l Bank

USDOJ - Criminal Division -
Asset Forfeiture and Money Laundering Section
2007-08
DP
AOL USDOJ - Criminal Division 2004-12
DP
BankAtlantic USDOJ - Criminal Division 2006-04
DP
BDO Seidman USDOJ - Criminal Division 2002-12
DP
Faro Technologies USDOJ - Criminal Division 2008-06
NP
Sears USDOJ - Criminal Division 2001-12
DP
Sigue USDOJ - Criminal Division 2008-01
DP
Lloyds TSB Bank USDOJ – Criminal Division
Asset Forfeiture and Money Laundering Section
2009-01
DP
AB Volvo USDOJ - Criminal Division - Fraud Section 2008-03
DP
AEP Energy Services USDOJ - Criminal Division - Fraud Section 2005-01
DP
AGA Medical USDOJ - Criminal Division - Fraud Section 2008-06
DP
AGCO USDOJ - Criminal Division - Fraud Section 2009-09
DP
AIG USDOJ - Criminal Division - Fraud Section 2004-11
DP
Akzo Nobel

USDOJ - Criminal Division - Fraud Section 2007-12
NP
Baker Hughes USDOJ - Criminal Section - Fraud Section 2007-04
DP
British Petroleum (BP) USDOJ - Criminal Division - Fraud Section 2007-10
DP
Fiat USDOJ - Criminal Division - Fraud Section 2008-12
NP
Flowserve USDOJ - Criminal Division - Fraud Section 2008-02
DP
Halliburton USDOJ - Criminal Division - Fraud Section 2009-02
NP
HealthSouth USDOJ - Criminal Division - Fraud Section 2006-05
NP
Helmerich & Payne USDOJ - Criminal Division - Fraud Section 2009-07
NP
Ingersoll Rand USDOJ - Criminal Division - Fraud Section 2007-10
DP
InVision USDOJ - Criminal Division - Fraud Section 2004-12
NP
Lucent Technologies, Inc. USDOJ - Criminal Division - Fraud Section 2007-11
NP
Micrus USDOJ - Criminal Division - Fraud Section 2005-02
DP
Mirant Energy Trading USDOJ - Criminal Division - Fraud Section 2007-07
DP
Monsanto USDOJ - Criminal Division - Fraud Section 2005-01
DP
Novo Nordisk USDOJ - Criminal Division - Fraud Section 2009-05
DP
Omega Advisors USDOJ - Criminal Division - Fraud Section 2007-06
NP
Paradigm B.V. USDOJ - Criminal Division - Fraud Section 2007-09
NP
PNC ICLC USDOJ - Criminal Division - Fraud Section 2003-06
DP
Schnitzer Steel USDOJ - Criminal Division - Fraud Section 2006-10
DP
Statoil USDOJ - Criminal Division - Fraud Section 2006-10
DP
Textron USDOJ - Criminal Division - Fraud Section 2007-08
NP
Union Bank of California USDOJ - Criminal Divison - Fraud Section 2007-09
DP
Vetco USDOJ - Criminal Division - Fraud Section 2007-02
DP
Westinghouse Air Brake Technologies Corp. USDOJ - Criminal Division - Fraud Section 2008-02
NP
Willbros USDOJ - Criminal Division - Fraud Section 2008-05
DP
York International Corp. USDOJ - Criminal Division - Fraud Section 2007-10
DP
Blue Cross Blue Shield of Rhode Island USDOJ - Criminal Division - Public Integrity Section 2007-12
DP
Fisher Sand & Gravel USDOJ - Tax Division
North Dakota
2009-04
DP
UBS USDOJ - Tax Division
Florida - Southern District
2009-02
DP
Canadian Imperial Bank USDOJ - Enron Task Force 2003-12
DP
Merrill Lynch USDOJ - Enron Task Force 2003-09
NP
Doyon Drilling Alaska
USDOJ - Environmental Crimes Section
1998-04
DP
FirstEnergy Nuclear Operating Co. USDOJ - Environment and Natural Resources Division -
Environmental Crimes Section
2006-01
DP
TriCare-Orthoscript USDOJ 2005-06
NP
Coopers & Lybrand 1996-09
NP
Salomon Brothers 1992-05
NP
Sequa 1993-06
NP