Spring 2015
    Law No.: LAW8017
    Sched. No.: 115210414

Securities Regulation (Law & Business)
Section 1
X
Curtis, Quinn



Administrative Information:
During SIS enrollment, check on SIS for real-time enrollment numbers
Days, Times (Room):MW, 1410-1530 (WB128)
Credits:3Type:Lecture
Capacity:54 **This information is current as of 10/24/2014 06:14:16 AM**
Current Enrollment:52 **This information is current as of 10/24/2014 06:14:16 AM**

Course Description:

NOTE: This course is part of the Law School’s Law & Business Program and assumes basic knowledge of accounting and corporate finance. In addition to the coverage of the “regular” Securities Regulation course, we will explore topics such as accounting standards, the lawyer’s role in verifying financial information, and the use of finance theory in securities litigation.

The course will examine the federal statutes and regulations relating to the sale of securities and the duties of issuers, underwriters, brokers, dealers, officers, directors, controlling persons, and other significant market participants. We will discuss the regulation of public and private offerings, trading markets, and disclosure and corporate governance of publicly traded companies.

PREREQUISITE or CONCURRENT: Accounting and Corporate Finance (or equivalent graduate, undergraduate or practical training in both subjects), Corporations or Corporations (Law & Business)
MUTUALLY EXCLUSIVE with: Securities Regulation
COURSE REQUIREMENT: Examination


Prerequisites:Accounting and Corporate Finance (or equivalent graduate, undergraduate or practical training in both subjects), Corporations or Corporations (Law & Business)
Mutually Exclusive with: Securities Regulation