Mutual Fund Regulation (SC)

LAW7701

Section 1, Spring 25

Schedule Information

Enrollment: 5/15

Credits: 1

Days	Date	Time	Room
Mon	01/27/2025	0830-0950	SL284
Tue	01/28/2025	0830-0950	SL284
Wed	01/29/2025	0830-0950	SL284
Thu	01/30/2025	0830-0950	SL284
Fri	01/31/2025	0830-0950	SL284
Mon	02/03/2025	0830-0950	SL284
Tue	02/04/2025	0830-0950	SL284
Wed	02/05/2025	0830-0950	SL284
Thu	02/06/2025	0830-0950	SL284
Fri	02/07/2025	0830-0950	SL284

Course Description

The course will focus on the federal regulation of investment companies (mutual funds, closed-end funds, ETFS) and their investment advisors.

Course Requirements

Exam Information

Final Type (if any): Flex

Description: A Flex exam will available for checkout from SRO and must be completed in the Law School during business hours from Feb. 10 through Feb. 14, 2025.

Other Course Details

Prerequisites: (Corporations (6103) OR Corporations (Law & Business) (6109) OR Securities Regulation (8016) OR Securities Regulation (Law & Business) (8017)) Concurrencies: None

Exclusive With: None

Laptops Allowed: Yes

First Day Attendance Required: Yes

Course Resources: To be announced.

Graduation Requirements

Satisfies Understanding Bias/Racism/Cross-Cultural Competency requirement: No

Satisfies Writing Requirement: No

Credits For Prof. Skills Requirement: No

Satisfies Professional Ethics: No

Additional Course Information

Schedule No.: 125220639

Modified Type: UVA Law Seminar

Cross Listed: No

Waitlist Count: 0

Concentrations: Business Organization and Finance

Information reflected on this page was last refreshed at: Wednesday, June 11, 2025 - 9:12 AM *

*During open enrollment periods, live enrollment data may be found in SIS.