Federal Regulation of Investment Companies (SC)

Section 1, Spring 20

Schedule Information

Enrollment: 13/16
Credits: 1
Day Date Time Room
  • M
  • T
  • W
  • R
  • F
  • M
  • T
  • W
  • R
  • F
  • 02/17/2020
  • 02/18/2020
  • 02/19/2020
  • 02/20/2020
  • 02/21/2020
  • 02/24/2020
  • 02/25/2020
  • 02/26/2020
  • 02/27/2020
  • 02/28/2020
  • 0830-0950
  • 0830-0950
  • 0830-0950
  • 0830-0950
  • 0830-0950
  • 0830-0950
  • 0830-0950
  • 0830-0950
  • 0830-0950
  • 0830-0950
  • WB129

Course Description

The course will focus on the federal regulation of investment companies (mutual funds, closed-end funds, ETFS) and their investment advisors.

Course Requirements

Exam Info:
Midterm Type (if any): None
Description: None

Final Type (if any): Due Date Only
Description: A take-home exam will be distributed on the last day of class in a sealed envelope. Students will be on their honor to write answers to the exam questions during the stated time upon opening the envelope, and to upload their answer document to LawWeb shortly thereafter. The deadline for uploading exam answers is noon (EST) two weeks after the last class session.

Written Work Product
Written Work Product:

Other Work

Other Course Details
Prerequisites: (Corporations (6103) OR Corporations (Law & Business) (6109) OR Securities Regulation (8016) OR Securities Regulation (Law & Business) (8017)) Concurrencies: None
Mutually Exclusive With: None
Laptops Allowed: Yes
First Day Attendance Required: Yes
Course Notes:

Graduation Requirements

*Satisfies Writing Requirement: No
**Credits For Prof. Skills Requirement: No
Satisfies Professional Ethics: No

*Yes means professor requires everyone in the course to submit a substantial research paper (which is the requirement standard in Academic Policies), so no paperwork required to be submitted to SRO. No means student must timely submit paperwork to SRO if intending to use a paper in this course to satisfy the Writing Requirement.

**Yes indicates course credits count towards UVA Law’s Prof. Skills graduation requirement, not necessarily a skills requirements for any particular state bar.

Schedule No.
Law No.
Modified Type
Cross Listed: No
Cross-Listed Course Mnemonic:
Public Syllabus Link: None
Evaluation Portal Via LawWeb Opens: Saturday, February 15, 12:01 AM
Evaluation Portal Via LawWeb Closes: Sunday, March 01, 11:59 PM