Federal Regulation of Investment Companies (SC)

Section 1, Spring 23

Schedule Information

Enrollment: 13/15
Credits: 1
Days* Date Time Room
  • M
  • T
  • W
  • R
  • F
  • M
  • T
  • W
  • R
  • F
  • 02/13/2023
  • 02/14/2023
  • 02/15/2023
  • 02/16/2023
  • 02/17/2023
  • 02/20/2023
  • 02/21/2023
  • 02/22/2023
  • 02/23/2023
  • 02/24/2023
  • 0830-0950
  • 0830-0950
  • 0830-0950
  • 0830-0950
  • 0830-0950
  • 0830-0950
  • 0830-0950
  • 0830-0950
  • 0830-0950
  • 0830-0950
  • SL284
  • SL284
  • SL284
  • SL284
  • SL284
  • SL284
  • SL284
  • SL284
  • SL284
  • SL284
*“R” means Thursday

Course Description

The course will focus on the federal regulation of investment companies (mutual funds, closed-end funds, ETFS) and their investment advisors.

Course Requirements

Exam Info:
Final Type (if any): Flex
Description: A Flex exam will be required. The deadline for uploading exam answers to EXPO is noon (EST) on March 10th.

Written Work Product
Written Work Product:

Other Work

Other Course Details
Prerequisites: (Corporations (6103) OR Corporations (Law & Business) (6109) OR Securities Regulation (8016) OR Securities Regulation (Law & Business) (8017)) Concurrencies: None
Mutually Exclusive With: None
Laptops Allowed: Yes
First Day Attendance Required: Yes
Course Resources: To be announced.
Course Notes:

Graduation Requirements

*Satisfies Writing Requirement: No
**Credits For Prof. Skills Requirement: No
Satisfies Professional Ethics: No

*If “Yes,” then students are required to submit a substantial research paper in this course, which means students do not need to submit any form to SRO for this paper to meet their upper-level writing requirement. If “No,” then students must submit a “special request” e-form to SRO (available via LawWeb) no later than five weeks after the start of the term for a paper in this class to be counted toward the upper-level writing requirement.

**Yes indicates course credits count towards UVA Law’s Prof. Skills graduation requirement, not necessarily a skills requirements for any particular state bar.

Schedule No.
123218112
Law No.
LAW7701
Modified Type
Seminar
Cross Listed: No
Cross-Listed Course Mnemonic:
Public Syllabus Link: None
Evaluation Portal Via LawWeb Opens: Thursday, February 16, 12:01 AM
Evaluation Portal Via LawWeb Closes: Sunday, February 26, 11:59 PM
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