Securities Regulation

Section 1, Spring 16

Schedule Information

Enrollment: 16/44
Credits: 3

Course Description

The course will examine the federal statutes and regulations relating to the sale of securities and the duties of issuers, underwriters, brokers, dealers, officers, directors, controlling persons, and other significant market participants. We will discuss the regulation of public and private offerings, trading markets, and disclosure and corporate governance of publicly traded companies. Prerequisite: LAW 6103 or LAW 6109; Enrollment not allowed in LAW 8016 or 8017 if either taken previously.

Course Requirements

Exam Info:
Midterm Type (if any):
Description: None

Final Type (if any): Due Date Only
Description:

Written Work Product
Written Work Product:

Other Work

Other Course Details
Prerequisites: Corporations or Corporations (Law & Business) Concurrencies: None
Mutually Exclusive With:
Laptops Allowed: No
First Day Attendance Required: No
Course Notes:

Graduation Requirements

*Satisfies Writing Requirement: No
**Credits For Prof. Skills Requirement: No
Satisfies Professional Ethics: No

*Yes means professor requires everyone in the course to submit a substantial research paper (which is the requirement standard in Academic Policies), so no paperwork required to be submitted to SRO. No means student must timely submit paperwork to SRO if intending to use a paper in this course to satisfy the Writing Requirement.

**Yes indicates course credits count towards UVA Law’s Prof. Skills graduation requirement, not necessarily a skills requirements for any particular state bar.

General Information

Schedule No.
116210356
Law No.
LAW8016
Modified Type
Lecture
Cross Listed: No
Cross-Listed Course Mnemonic:
Public Syllabus Link: None
Evaluation Portal Via LawWeb Opens:
Evaluation Portal Via LawWeb Closes: