Federal Regulation of Investment Companies (SC)

Section 1ZO, Spring 21

Schedule Information

Enrollment: 8/12
Credits: 1

Course Description

The course will focus on the federal regulation of investment companies (mutual funds, closed-end funds, ETFS) and their investment advisors.

Course Requirements

Exam Info:
Midterm Type (if any): None
Description: None

Final Type (if any): Flex
Description: A Flex exam will be required. Students will be on their honor to write answers to the exam questions during their exam duration, and to upload their answer document to EXPO thereafter. The deadline for uploading exam answers is noon (EST) two weeks after the last class session.
Final Exam Notes:

A Flex exam will be required. Students will be on their honor to write answers to the exam questions during their exam duration, and to upload their answer document to EXPO thereafter. The deadline for uploading exam answers is noon (EST) two weeks after the last class session.


Written Work Product
Written Work Product:

Other Work

Other Course Details
Prerequisites: (Corporations (6103) OR Corporations (Law & Business) (6109) OR Securities Regulation (8016) OR Securities Regulation (Law & Business) (8017)) Concurrencies: None
Mutually Exclusive With: None
Laptops Allowed: Yes
First Day Attendance Required: Yes
Course Notes:

Graduation Requirements

*Satisfies Writing Requirement: No
**Credits For Prof. Skills Requirement: No
Satisfies Professional Ethics: No

*Yes means professor requires everyone in the course to submit a substantial research paper (which is the requirement standard in Academic Policies), so no paperwork required to be submitted to SRO. No means student must timely submit paperwork to SRO if intending to use a paper in this course to satisfy the Writing Requirement.

**Yes indicates course credits count towards UVA Law’s Prof. Skills graduation requirement, not necessarily a skills requirements for any particular state bar.

General Information

Schedule No.
121218344
Law No.
LAW7701
Modified Type
Seminar
Cross Listed: No
Cross-Listed Course Mnemonic:
Public Syllabus Link: None
Evaluation Portal Via LawWeb Opens:
Evaluation Portal Via LawWeb Closes: